Category Archives: Spanish History

Breaking Away

 

J.H. Elliot, Scots and Catalans:

Union and Disunion (Yale University Press)

[NOTE: This review has also been posted to the Tocqueville 21 blog, maintained in connection with the American University of Paris’ Tocqueville Review and its Center for Critical Democracy Studies]

Are the United Kingdom and Scotland barreling toward a crisis over Scottish independence of the magnitude of that which rattled Spain in 2017, when Catalonia, the country’s northeast corner that includes Barcelona, unilaterally declared its independence? That possibility seems less far-fetched after early May’s parliamentary elections in Scotland, in which the Scottish National Party (SNP) fell just one seat shy of an absolute majority. In coalition with the Scottish Green Party, the SNP is now in a position to set the legislative agenda for Scotland. To no one’s surprise, Nicola Surgeon, Scottish First Minister and SNP leader, announced after the recent elections that she would seek a second referendum on Scottish independence, presumably similar to the one that took place in 2014. For Sturgeon, a second independence referendum is now a matter of “when, not if.”  But British Prime Minister Boris Johnson reiterated his opposition to another referendum; that of 2014 was a “once in a generation” event, the Prime Minister explained.

Separatism also advanced appreciably in Catalan regional elections in February of this year, with pro-independence parties capturing a clear majority of seats in the regional parliament. But numerous parties with a range of views on separation seek to carry the independence banner in Catalonia. The movement has no single voice comparable to that of Sturgeon and the SNP.

While no one can say with certainty where Scotland and Catalonia are heading, J.H. Elliot, Regius Professor Emeritus at Oxford University, has produced an extraordinarily timely, in-depth guide to how separatism has come to dominate the 21st century politics of each: Scots and Catalans: Union and Disunion. From the mid-15th century up through the Catalan crisis of 2017, Elliot traces the relationship of Scotland and Catalonia to the larger entities we now call Great Britain and Spain, relationships in which genuine grievances mix with myths, resentments, and manipulations of history.

The Catalan crisis of 2017, the endpoint in Elliot’s narrative, ensued after regional authorities organized a non-binding independence referendum, conducted over the strong objection of the central government in Madrid.  90% of Catalans who voted approved the referendum, but several major Catalan parties boycotted it and only 43% of eligible voters actually voted. When the Catalan regional parliament adopted a resolution declaring the region an independent republic, the central government responded by invoking the 1978 Spanish constitution to remove regional authorities and impose direct rule from Madrid.  Carles Puigdemont, the Catalan regional president, was formally accused of treason and fled to Belgium with key members of his cabinet, where he remains to this day.

In sharp contrast to the 2017 Catalan initiative, the 2014 Scottish independence referendum had the approval of the central government in London, having been negotiated by Johnson’s predecessor, David Cameron.  Scottish voters moreover soundly rejected independence: 55%- 45%, with 85% of eligible voters casting ballots. But one of the main issues in the campaign was the desire of many Scottish voters to maintain membership in the European Union as part of the United Kingdom, rather than secede and apply for EU membership as an independent nation. The Brexit referendum two years later, also a Cameron-approved measure, upended this understanding. While a far from united United Kingdom approved the initiative to leave the European Union, Scottish voters adhered to the “remain” position by an emphatic 62%-38% margin, with about two-thirds of eligible Scottish voters participating.

Elliot is scathing in his condemnation of the Catalonian secessionists’ decision to press ahead in 2017 with their unilateral declaration of independence, describing it as an “act of folly, unleashing consequences that never seemed to have crossed the proponents’ minds as they took the plunge” (p.263).  In more muted terms, he appears to endorse the outcome of the orderly 2014 referendum in Scotland: “Stability had triumphed over risk, pragmatism over utopianism, fear over hope” (p.246).  But Elliot treats the Brexit referendum two years later only in two non-judgmental paragraphs.  Many Scots who voted “No” in 2014 have felt compelled to reassess their position in light of Brexit. Elliot’s decision not to weigh in more forcefully on the impact of Brexit constitutes a missed opportunity in this otherwise painstakingly comprehensive work.

Although Elliot focuses almost exclusively on the Catalan and Scottish independence movements, easily the most visible in today’s Europe, they are hardly the only ones. Depending upon how one counts, there are presently about 20 active separatist movements in Europe, some of which seem to be mainly quests for more autonomy rather than secession.  Finding common denominators among them can be difficult – each is mostly a product of its own historical and cultural circumstances. But nationalism is usually considered one such denominator, often the only one, and what Elliot terms a “resurgent nationalism” (p.4) is at play in both Catalonia and Scotland.

These and other 21st century secessionist movements harken back to the classical 19th century European version of nationalism: the idea that a people with a common culture and history — and often a common language, as in Catalonia – have an inherent right to rule themselves. This idea, which buttressed Europe’s 1848 uprisings, produced the modern nation-state, a state with a nationalist creed binding it together — a common core of shared principles, traditions and values accepted by its disparate regions, and its major ethnic, religious, and cultural groups. But separatist movements in Scotland, Catalonia and elsewhere are predicated on a rejection, implicit if not explicit, of the nationalist creed and in this sense are the antipode of classical 19th century nationalism. Some separatist movements partake of xenophobic and authoritarian-leaning nationalist impulses. But neither the Scottish nor the Catalan independence movement can be described in these terms – if anything, both Scotland and Catalonia tilt leftward on 21st century Europe’s left-right pendulum.

Scots and Catalans consists of six chapters, each focused on a discrete historical period. It begins with “Dynastic Union, 1469-1625.” 1469, the year in which Ferdinand of Aragon married Isabelle of Castile, marked the beginning of a composite, multi-regional monarchy on the Iberian Peninsula, with the Crown of Aragon including the principality of Catalonia. The last chapter, “Breaking Away? 1975-2017” covers the time from the death of Spanish dictator General Francisco Franco and the beginnings of modern democracy in Spain in 1975, up through the Catalan constitutional crisis of 2017.  Unlike many comparative histories, Elliot does not rely on separate chapters for his two subjects. His narrative goes back and forth between Catalonia and Scotland, Spain and Britain, setting out the two histories side-by-side. Although not quite his intention, this technique highlights how different Catalonia’s relationship to Spain has been from that of Scotland to Great Britain from the early 18th century onward. Only in the late 20th and early 21st centuries does Elliot find significant convergences between the two independence movements.

* * *

Prior to its 1707 the union with England, Scotland had been an independent kingdom, one shaken by the 17th century’s religious and civil wars that had upended its more powerful neighbor to the South.  Catalonia, by contrast, had never been a sovereign state in any modern sense of the term.  But as one of several rebellious provinces within Spain’s composite monarchy, Catalonia had a colorable claim to a set of ancient liberties and privileges that the Nueva Planta decrees of Phillip of Anjou, the first Bourbon King of Spain, erased between from 1707 and 1716.

Designed to impose the centralized French model on Spain’s unruly provinces, the Nueva Planta decrees abolished the Catalan legislature and imposed the Castilian language – today’s Spanish — on the region. While Scotland’s consensual association with England was the result of genuine negotiations between two sovereign kingdoms, Catalonia was “subjected to a settlement imposed by a victorious monarch, who stigmatized its peoples as rebels” (p.89).  Catalonia came to be seen, both by its citizens and the central government in Madrid, as a territory under military occupation.

Throughout the 18th and 19th centuries, the feeling in Spain that the Catalans were inherently intractable never disappeared. Catalans, constantly inveighing against “centralization,” responded to pressures from Madrid by emphasizing with “growing stridency” the “uniqueness of their own history and culture” (p.163), Elliot writes. By contrast, the Scots felt less need to be assertive about their distinctive heritage, and less obsessed about their potential loss of identity. Tensions between London and Edinburgh were “far fewer than those to be found in the Barcelona-Madrid relationship” (p.163).

Spain fell under the rule of two military dictatorships in the 20th century. That of Primo de Rivera, from 1923 to 1930, preceded the 1936-39 Spanish Civil War and the ensuing Franco regime, which lasted until the General’s death in 1975. Both de Rivera and Franco pursued national unity by ruthlessly suppressing regionalist tendencies across Spain. But Franco probably distrusted Catalonia more than any other region during his long rule. Spain did not begin its transition to a modern democratic nation-state until after Franco’s death.

In 1979, following the first free elections in Spain since the 1930s in 1977, Catalan voters approved a statute of autonomy for the region that recognized Catalonia as a “nationality,” gave the Catalan language an official status equal to Castilian Spanish, and conceded extensive powers to Catalonia in education, culture and language. Catalonia henceforth became what Elliot describes as an “integral but largely self-governing part of what the bulk of its inhabitants had long wanted – a democratic, decentralized and modernizing Spain” (p.229).

1979 was also the year Margaret Thatcher and her Conservative Party were voted into office in Britain. Thatcher moved quickly to shut down all talk about “devolution,” which envisioned re-establishing the Scottish parliament and according more autonomy to Scotland. In Elliot’s view, Thatcher probably did more to spur the modern separatist movement in Scotland than any other single individual. Devolution came to Scotland in 1997, when Scottish voters approved creation of an independent Scottish parliament, its first since the 1707 union with England. By 1997, Scotland enjoyed approximately the same degree of autonomy from the central government in Westminster that Catalonia had achieved in 1979.

Elliot further fits both independence movements into a broader 21st century framework, wherein pressures upon the traditional nation-state from above, driven by the European Union, economic inequalities, and what we often term globalization, have generated a “general sense in many parts of the western world that highly bureaucratized central governments [have] become too remote to understand the true needs and problems of the governed” (p.3).  Separatism for Scotland and Catalonia, as elsewhere, appears to offer an easy answer to those who feel they have lost control over their lives. “Independence [will] allow them once again to be masters in their own house,” he writes. But much of this, he adds tartly, referring more to Catalonia than Scotland, is “nostalgia for a world that never was” (p.267).

* * *

A second independence referendum for Scotland – and with it Scottish independence — now appears, if not inevitable, more probable than not, despite Boris Johnson’s opposition. As Scottish journalist Jamie Maxwell wrote in the New York Times after the May elections, a Johnson veto would be tantamount to “transforming Britain from a voluntary association based on consent into a compulsory one” –– an ironic transformation to the way Catalan secessionists view their relationship to Spain.

Continued political stalemate, rather than realistic prospects for independence, looks like the better bet for Catalonia. The region lacks a leader comparable to Sturgeon, who has ruled out a “wildcat referendum” and is generally cautious, steady and unusually adept at playing the long game – words rarely used to describe former Catalan regional president Carles Puigdemont.  Sturgeon seems confident that Johnson will “ultimately buckle under the weight of democratic pressure,” as Maxwell puts it.  Independence may nevertheless be in the cards in this decade for both Scotland and Catalonia.  But in demonstrating the deep historical dissimilarities between Scotland’s relationship to Great Britain and Catalonia’s to Spain, Elliot’s erudite history suggests that the two entities are likely to travel distinctly different paths to independence.

Thomas H. Peebles

Paris, France

July 8,  2021

 

 

 

3 Comments

Filed under British History, European History, Spanish History

Breaking Up is Hard to Do

Raphael Minder, The Struggle for Catalonia:

Rebel Politics in Spain (Hurst, £15.99 ppb)

            Two years ago, in the last quarter of 2017, Spain faced its most severe constitutional crisis since its transformation into a modern democracy began in 1975 in the aftermath of the death of long-term military dictator Francisco Franco.  On October 1, 2017, the regional (and semi-autonomous) province of Catalonia, the northeast corner of Spain that incudes Barcelona, held a non-binding referendum on the question whether the region should declare its independence and secede from Spain. The central government in Madrid vigorously opposed the referendum and took measures to impede it.

90% of Catalans who voted approved the referendum. But several major Catalan parties boycotted the referendum, and only 43% of eligible voters actually voted.   Later that month, on October 27, the Catalan regional parliament adopted a resolution unilaterally declaring the province an independent republic.  The central government responded by invoking the 1978 Spanish constitution to remove regional authorities and enforce direct rule from Madrid over the region.  Carles Puigdemont, the Catalan regional president, fled to Belgium with key members of his cabinet, with Spain’s Attorney General pressing for their return to Spain to face charges of sedition and misuse of public funds.

At this writing, the 2017 Spanish secession crisis continues to simmer, with no clear winner.  Catalonia remains a part of the Spanish republic – indeed one of its most prosperous parts, with an economy larger than that of Portugal, accounting for almost twenty percent of Spain’s GDP.  Puigdemont and his cabinet colleagues remain outside Spain, still sought by Spanish justice.  The country has held two national elections since the October 2017 crisis, prompting some newspapers to label Spain the “new Italy.”  The secessionist movement seems somewhat less potent than it did two years ago, but has in no sense disappeared.

Raphael Minder’s The Struggle for Catalonia: Rebel Politics in Spain first appeared in the spring of 2017, and thus does not address that year’s momentous last quarter events.  But it almost appears to anticipate them.  Minder, a Swiss-born, Oxford-educated journalist who is now the Madrid-based correspondent for the New York Times, ranges widely in describing Catalan life and culture, including language, religion, sports, tourism and cuisine.  He seeks to explain the factors that have produced the mindset of contemporary Catalans – of those who believe, often fervently, that their region’s future lies outside the Spanish republic and those who, with equal fervor, maintain that Catalonia is and should remain part of Spain.  Throughout, he relies heavily on the views of academics, Catalan especially but not exclusively, for their takes on his broad range of subjects.  He  also includes the fruits of his discussions and interviews with a diverse range of Catalans and those interested in the future of the region, including journalists and business people.

Minder engages the arguments for and against secession mostly indirectly and obliquely, scrupulously avoiding the appearance of taking sides in the polemical debates on the subject.  Catalonia’s complicated contemporary politics, with multiple parties representing all points on the spectrum on the secession question, are thus part of Minder’s story but far from the major part.  He treats Catalonia’s history, but not systematically, preferring to weave pivotal historical background into his consideration of contemporary Catalonia and its culture.

The historical background includes the 2008 global financial crisis, in Minder’s view the most immediate catalyst for the current Catalan separatist challenge.  During the recession that followed, several Catalan parties and much of the public became “increasingly convinced that Catalonia had more to gain than to lose by breaking away from a crisis-hit Spain. As the recession deepened, secessionism shifted from fringe to mainstream thinking in Catalonia” (p.204).  Minder also returns repeatedly to other pivotal historical events and periods which have abetted the secessionist urge, especially Barcelona’s fall in 1714 to Phillip V, ending the War of Spanish Succession; and Spain’s Franco period, including both the Spanish Civil War, 1936-39, and the long Franco dictatorship, 1939-1975.

The 1714 conquest by Phillip V, the grandson of Louis XIV who was born at Versailles and became the first Bourbon king of Spain, constitutes the “historical wrong that needs to be challenged for Catalonia to assert its nationhood” (p.21), Minder writes.  For many Catalans, Bourbon rule entailed a “model of governance that sought to crush diversity in Spain. The Bourbons imported and imposed French centralism, which left no room for the recognition of the singularity of Catalonia” (p.193).  Phillip’s troops completed their conquest on September 11, 1714, Catalonia’s 9/11.  Long before hijacked airliners destroyed the Twin Towers in Manhattan, Catalans observed September 11 as a day of commemoration and remembrance.

Two centuries after Phillip’s conquest, Barcelona and Catalonia constituted the center of resistance to General Franco’s 1936 anti-republican coup and the ensuing conflict, the fiercest in Europe since World War I (assiduous readers of this blog will recall my 2017 review of Adam Hochschild’s book on the Spanish Civil War).  Minder suggests that Catalonia may have been less anti-Franco during the Franco regime itself than popular mythology holds, with many businesses and Catalonian elites supporting the regime.  Nevertheless, Franco distrusted Catalonia more than any other region during his long rule.

Minder further addresses secessionist movements elsewhere, particularly in Scotland and Spain’s Basque country, concluding that they have little relevance to the Catalan separatist cause.  The current wave of Catalan secessionism coincides with the rise of xenophobic nationalism in Europe, the United States, and other parts of the world.   Catalan secessionism might seem at first glance to be a cousin to the xenophobic nationalism of, for example, Hungary.  Both embody a form of tribalism, based on a powerful sense of identity and the prioritizing of a particular set of historical traditions over all others, and both thus constitute a challenge to modern liberal democracy.  Yet Catalonia has traditionally been one of the most progressive pockets of Spain, a sort of melting pot for migrants from other parts of the country and elsewhere; it was notably welcoming to Middle Eastern immigrants during the refugee crisis of this decade.  The main link between today’s Catalonia and Hungary with its xenophobic nationalism may be that the European Union takes an equally dim view of both.

* * *

               The Catalan language constitutes a natural starting point in seeking to grasp the diverse components of Catalan culture.  It is the glue that not only holds the components together but also links the region to other parts of the world where the language is spoken, including the area in and around Perpignan in Southern France and, most unlikely, in pockets of Sardinia.  About 11 million people understand Catalan while 9.1 million people speak the language, according to a recent government study. After Barcelona’s fall to Phillip V in 1714, Spain’s Bourbon monarchy banned the official use of Catalan.  In the late 19th century, a movement of Catalan poets and authors took on the task of reviving the language, “which was by then widely considered to be ‘doomed’ and irrelevant” (p.29).  In the early post-Franco years, Catalan became the obligatory first language in Catalan schools.

Although Catalans appreciate having their own language, a minority of Catalan speakers, fairly described as linguistic extremists, have pushed to make Catalan the only official language of Catalonia. “Certain separatists have shown a complete disregard for the benefits of a multilingual upbringing and society” (p.34), Minder writes.  The irony is that part of the wealth of Catalonia’s linguistic and literary tradition “lies in its ability both to attract and interact with other cultures” (p.35).  If its language sets Catalonia off from the rest of Spain, so too does its relationship with the most traditional of Spanish institutions, the monarchy and the Catholic Church.

Minder considers the Spanish monarchy to be the most discredited national institution in Catalonia. “It is common to find Catalans displaying an indifference towards the monarchy that sometimes borders on ignorance” (p.193), he writes.  One Catalan told Minder that most of his fellow Catalans “feel no more for Spain’s King than they would for the Queen of England” (p.191). The relevance of Catholicism, moreover, has “declined faster in Catalonia than in other parts of Spain” (p.188).  A Catalan theologian and lawyer explained to Minder that Catalonia had:

modernized early because of the industrial revolution, and then it embraced anarchism and other anti-religious ideas more enthusiastically than other parts of Spain. . . After the civil war, Franco promoted his National Catholicism from Madrid. This too convinced many Catalans to break free of the church because it was an institution associated with a dictatorship. The fact that the Catalan church withdrew its support from the regime during Franco’s final years did little to reverse the decline (p.187-88).

Football might be considered Catalonia’s secular religion today, with enthusiasm for its flagship team, FC Barcelona (or “Borça”), a shared passion across the region. But, Minder notes, football and politics have become increasingly intertwined in Catalonia.   Some FC Barcelona fans shout for independence during matches and wave the independence flag, Estelada.  Fans also sometimes boo when the Spanish national anthem is played.  Bullfighting, once the rival to football as Spain’s national sport, is by contrast on the decline in Catalonia.  In 2010, shortly after a controversial decision of the constitutional court struck down a portion of Catalan’s statute of autonomy, the Catalan parliament banned bullfighting as unjustified animal cruelty.  Animal rights activists applauded the ban while bullfighting proponents countered that it was politically motivated.  Some Catalan politicians acknowledged that the ban “helped present Catalonia as more modern than the rest of Spain” (p.177).

Sports enthusiasm in Catalonia took on a new cast in 1992, when Barcelona hosted the Olympic Games, the “real moment of transformation” for the city and the region, Minder writes, “brought about by sports rather than culture” (p.157).  The 1992 games allowed Barcelona to show itself off as a center for innovation.  The games also provided a giant shot in the arm for the region’s tourism industry, with the number of visitors roughly eight times greater now than in the years prior to 1992.   Today, Barcelona faces the dilemma of too much tourism – the city has more visitors than it can comfortably accommodate.

Minder includes Catalonia’s distinct cuisine as another component of its culture.  Catalonia has been a leader in European gastronomy since at least the 14th century, he indicates.  Catalonia today has more Michelin- starred restaurants than any other region in Spain, roughly one third of all such restaurants in the country.  Minder quotes an American food writer who describes Catalan cooking as looking outward, “toward Europe and the Mediterranean, rather than back into the Iberian interior . . . It is a real cuisine, distinct and elaborate in a way that the cooking of, say, Castile, Andalusia and Extremadura . . . [is] not” (p.282).

* * *

               Minder dates the start of the modern secessionist movement to 2006, when Catalonia adopted a new statute of autonomy.  Parts of that statute, as noted above, were struck down by Spain’s constitutional court in 2010.  The court’s decision “changed the mindset of many Catalans” (p.249-50), he writes, generating more enthusiasm for secession in Catalonia than had the adoption of the original statute.  In the interim, of course, the 2008 financial crisis intervened. The bursting of Spain’s property bubble in 2008 led to a huge number of people unable to pay their mortgages, in Catalonia and throughout Spain.  Although nobody knows exactly how many Catalans converted to secession after the 2008 financial crisis, politicians and sociologists generally agree that about half of those who voted for separatist parties in a Catalan regional election in 2015 had not supported secessionism a decade earlier.  In the 2015 election , 48 percent of Catalans cast their ballots in favor of separatist parties, “enough for separatists to gain a parliamentary majority” (p.11).

So is secession a good idea for Catalonia? Is it likely to succeed? Minder might provide different answers to these related but distinct questions today, in light of the events of the last quarter of 2017 and Spain’s current situation.  But in the early part of 2017, he answered both with a definite maybe.  The creation of a new Catalan state “does not look like a pipedream,” he writes.  But “neither, of course, does it seem inevitable” (p.300).  Although Minder notices a secessionist mindset taking hold among younger Catalonians, he finds secession unlikely to succeed as long as the region’s main separatist parties “find more reasons for disagreement than consensus.  Separatist politicians have sought to brush their differences under the carpet until their statehood project matures, but the voters have the right to receive a clearer roadmap before deciding in which direction Catalonia should go” (p.7).  Catalan politicians “need to consider the divisions that they have helped widen within a society that has always had its split personality, torn between what Catalans call their ‘seny i rauxa,’ or sanity and rage” (p.300).

Catalan secessionism differs  from secessionism in Scotland in that there are many parties with independence tendencies in Catalonia, often with conflicting agendas, whereas a single party has represented the cause of Scottish independence.  Scotland’s nationalist politicians, moreover, “have not seen any benefit in banding together with an independence movement that faces greater obstacles in Catalonia” (p.148).  Nor does secessionism in Spain’s Basque region resemble that of Catalonia. The Basque and Catalan regions have markedly different economic clout, and there are only about 2 million people in the Basque region, compared to more than 7 million in Catalonia.  Moreover, the Basque history of anti-state violence and terrorism has no analogue in Catalonia.  For these and other reasons, Basque and Catalan elites “have not come together to coordinate their response to separatism” (p.238).  But if neither Scotland nor the Basque region offers Catalonia either a viable model to follow or a potential partnership, I couldn’t help thinking as I worked my way through Minder’s comprehensive survey that the best lesson for Catalonia may lie in the Brexit ordeal currently convulsing Britain, namely that breaking away can be far more complicated than it initially appears.

 

Thomas H. Peebles

La Châtaigneraie, France

September 13, 2019

 

 

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3 Comments

Filed under Spanish History

World War Warm-Up

 

Adam Hochschild, Spain in Our Hearts:

Americans in the Spanish Civil War, 1936-39 

 

            In the 1930s, at a time when authoritarian right-wing dictatorships and military rulers appeared to be on the rise across Europe — not only in Germany and Italy, but also in Portugal, Poland, Greece, Romania and Hungary — Spain embarked upon a different course. In 1931, its monarchy yielded to a Republican form of government, with a democratic constitution and an elected parliament.  Five years later, in February 1936, a coalition of liberal democrats, socialists and communists, known as the Popular Front, narrowly won a parliamentary majority and promised far-reaching reforms. Spain was then arguably Western Europe’s most backward country, with industrialization lagging behind other Western European nations, large landowners dominating the rural economy, and the Catholic Church controlling the country’s social and cultural life.

            To major segments of Spanish society – especially the military, business elites, large landowners and the Catholic Church — democracy itself was profoundly threatening and the Popular Front appeared bent on leading Spain directly to its own version of the 1917 Bolshevik Revolution. When a coup against the Republican government and its democratic institutions commenced on July 17, 1936, General Francisco Franco, who had been reassigned by the Popular Front to a distant military outpost on the Canary Islands, quickly assumed leadership. The Spanish Civil War, now considered a warm-up for World War II, ensued.

        In Spain in Our Hearts: Americans in the Spanish Civil War, 1936-39, Adam Hochschild explores what he terms the “fiercest conflict in Europe since World War I, marked by a vindictive savagery not seen even then” (p.xiv). He recounts the conflict in large measure from the perspective of the approximately 2,800 Americans who volunteered to fight in Spain, 750 of whom died, a “far higher death rate than the US military suffered in any of its twentieth-century wars” (p.xiv).  The Spanish Civil War was the “only time so many Americans joined someone else’s civil war – and they did so even though their own government made strenuous efforts to stop them” (p.xx).

          Two of Europe’s most ruthless dictators, Adolph Hitler and Benito Mussolini, supported Franco and the three year assault on Spain’s democratic institutions.  But the Republican side received substantial support from the Soviet Union and its no less ruthless dictator Joseph Stalin.  With Great Britain, France and the United States officially neutral throughout most of the conflict, the Soviet Union was the only major power willing to sell arms and ammunition to the Republican side.

          To the Americans arriving in Spain, the Soviet Union appeared to represent modernization and international solidarity across national lines, a beacon of hope not only because it was the only major nation taking a stand against fascism, which they saw as the “most dangerous development on the planet” (p.22); but also because the Soviet Union seemed better equipped to resist the economic crisis that was extending its grip across the globe in the 1930s. But the Americans discovered that the Soviet Union was more interested in doctrinal purity and purging its ranks of communist heretics, especially those loyal to Stalin’s archrival Leon Trotsky, than in advancing the democratic principles that the Republic stood for.  In addition to communists and socialists of all stripes, the Republican side drew support from urban liberals and secularists, trade unionists, rural farm workers, anarchists and a motley collection of fringe groups.

            Hochschild tells this intricate story through individual lives and personal portraits.  Assiduous readers of this blog will recall To End All Wars, reviewed here in October 2014, in which Hochschild detailed Great Britain’s participation in World War I through personal stories of leading opponents of the war and political and military leaders prosecuting the war. Here, too, he weaves the stories of individual American and international volunteers into a broader narrative of the three-year civil war. The personal portraits in Hochschild’s account of Britain during World War I were nearly equally balanced between war supporters and opponents. Here, the personalities are mostly on the Republican side, although we also meet a few individuals who assisted the Nationalists.

                 The dominant American in Hochschild’s narrative is Bob Merriman, a lanky economist from Nevada who seemed to be heading toward a successful academic career in Berkeley, California, when he decided to leave Berkeley for a two-year tour in the Soviet Union and, from there, traveled to Spain to fight on the Republican side.  Once in Spain, Merriman rose quickly to become the charismatic chief of staff of what came to be known informally as the Abraham Lincoln Brigade, the unit to which most of the approximately 2,800 American volunteers belonged. We experience the main battles of the war primarily through Merriman, up until April 1938, when he disappeared in battle. Hochschild also introduces a host of other Americans who traveled to Spain to support the Republican cause. Numerous journalists and literary figures add vitality and specificity to Hochschild’s overall picture of the war. Ernest Hemingway and George Orwell are central characters in the story. Antoine St. Exuprey, André Malraux and John Dos Passos make short appearances.   Hochschild’s title “Spain in Our Hearts” is from the pen of Albert Camus.

* * *

              Franco’s military rebels called themselves Nacionales, which in Spanish is stronger than “nationalist” in English, suggesting that the rebels represented “the only true Spaniards” (p.27). Hochschild characterizes the Nationalist cause as a “war of earlier centuries against modernity, of traditional Catholicism against the secular world, of an ancient rural order against urban, industrial culture” (p.69). Franco’s aim was to “restore the glories of age-old Spain and the key pillars of a highly authoritarian state: the army, the Church, the big estates, and the overseas Spanish empire that had once spanned continents . . . There would be no elections, no independent trade unions, no democratic trappings of any sort” (p.69).

            The Nationalist military forces counted among their ranks the notoriously brutal Spanish Foreign Legion, along with large numbers of North African Arab or Berber recruits, which together “formed the core of the Nationalist army” (p.98).  Termed “Moors,” the Arab and Berber recruits were led by Spanish officers who told them that they would be “fighting against infidels and Jews who wanted to abolish Allah.” The recruits thus fought alongside Spanish militiamen whose war cry was “Long Live Christ the King” (p.29). Spain’s Catholic hierarchy, the “most reactionary in Europe,” embraced Franco and the Nationalist cause “wholeheartedly, and were rewarded in turn” (p.69). In regions that came under Nationalist control, Republican reforms, including a law permitting divorce, were reversed. “Textbooks were purged of anything deemed contrary to Christian morality, and all teachers were ordered to lead their children daily in praying to the Virgin Mary for a Nationalist victory” (p.69).

            On the diverse but faction-riddled Republican side, Hochschild highlights the role which Spanish anarchists played.  Adherents of a creed that thrived in Spain, anarchists believed in “commnismo libertario, libertarian or stateless communism. The police, courts, money, taxes, political parties, the Catholic Church, and private property would all be done away with. Communities and workplaces would be run directly by the people in them, free at last to exercise a natural human instinct for mutual aid that, anarchists fervently believed, exists in us all . . . Anarchism was really a preindustrial ideology, and exactly how its vision was to be realized in a complex modern economy remained hazy at best” (p.42).

            Barcelona during the Spanish Civil War seemed to some the concrete realization of the anarchist vision. It is hard to find an example, before or since, Hochschild argues, “where so many ideas normally considered utopian were put into practice on a scale affecting millions of people” (p.214). Workers’ collectives ruled the city. Large mansions were seized and turned into homeless shelters, a liqueur distillery became a hospital, and a monastery became a children’s TB sanitarium.  Pawn shops were forced to give objects back to poorer citizens. Throughout the city, anarchist flags “hung from balconies or ropes strung across streets. They also fluttered from small poles fastened to automobiles and were painted on every imaginable surface. . . from subway cars to shoeshine boxes” (p.51). Barcelona thus “turned the normal social order on its head,” (p.61), drawing independent-minded leftists from all over the world.

            Some 35,000 to 40,000 volunteers from more than 50 different countries, divided into five international brigades, provided support to the Republican army, itself an “ill-trained hodgepodge of militia units loyal to different political parties and trade unions” (p.148). The 2,800 American volunteers who made up the Abraham Lincoln Brigade came from 46 different states, and included “rich and poor, Ivy League graduates, and men who had ridden freight trains in search of work” (p.xx). About half were Jewish and about one-third came from the New York City area. There were 90 African-American volunteers. The Abraham Lincoln brigade also included a Native American member of the Sioux tribe; two FBI fingerprint experts; a vaudeville acrobat; a rabbi; and a Jewish poet from New Orleans.

            Their de facto leader, Bob Merriman was, according to one report, the “backbone and moving spirit” of the Lincoln brigade, “filled with initiative, overflowing with energy . . . unquestionably the domina[n]t figure in the brigade” (p.247). A member of the brigade described Merriam as “universally liked and respected . . . one of those rare men who radiate strength and inspire confidence by their very appearance” (p.111). Yet, Merriman maintained what to Hochschild was a puzzling, even obstinate, loyalty to Stalin’s Soviet Union throughout the Spanish conflict. Merriman disappeared in a battle near the town of Corbera, six miles west of the Ebro River, in April 1938. There is much speculation, but still no definitive answer, as to the details of Merriman’s disappearance.

          Ernest Hemmingway, already a celebrity author, was a war correspondent during the war, and his “notorious strut and bluster” (p.xv) are on full display throughout Hochschild’s narrative. Hemmingway’s For Whom the Bell Tolls, often considered his greatest work, was published in 1940 and is drawn directly from his experiences in the Spanish Civil War. Eric Blair, writing under the name George Orwell, actually fought and was injured in the war. His memoir Hommage to Catalonia constitutes one of the most significant contemporaneous records of the conflict. Both Hemmingway and Orwell passionately supported the Republican cause, but they portrayed the cause differently, Hochschild notes. Orwell’s Hommage described a “faction-ridden Republic . . . a picture far different from what its government wanted to present to the world” (p.362). Hemmingway, by contrast, said nothing in his wartime dispatches that might have tarnished the heroic Republican image, saving his most acidic and searing insights for novels and short stories published after the war.

           Many other journalists figure prominently in Hochschild’s account. Famed New York Times correspondent Herbert Matthews became a passionate supporter of the Republican side. Matthews fought his own civil war at the Times with his colleague William Carney, who wrote from Spain as an open Franco enthusiast.  Louis Fischer, an ardent communist as a young man who contributed to the 1949 anti-communist tract The God that Failed, abandoned journalism altogether to become an advisor to the Republican side. Socialite journalist Virginia Cowles, more realist than Hemmingway or Matthews, revealed the “spirit of revenge” (p.203) and summary executions that permeated the Nationalist side, and was among the first to depict the Republican cause as doomed.  Journalist and writer Martha Gellhorn, who later became Hemmingway wife number three (of four), accompanied Hemmingway throughout much of the war.

          Among the small number of internationals who aided the Nationalists, the most colorful is Torkild Rieber of Texaco Oil, a “swashbuckling American oilman with a penchant for right-wing dictators” (p.xvi).  Texaco was close to being the official supplier of oil to the Nationalist cause — on credit, often with free shipping, and probably in violation of United States law. A “grateful Franco continued to buy Texaco oil long after the war, and later made Rieber a Knight of the Grand Cross of Isabella, the Catholic, one of Spain’s highest honors . . . A few years later the undersecretary of the Spanish foreign ministry went further. ‘Without American petroleum and American trucks and American credits . . . we could never have won the civil war’” (p.343).

         Hochschild unsparingly recounts the atrocities committed on both sides of the conflict, while giving the Nationalists a decisive edge for brutality. The Nationalist carpet bombing of the Basque town Guernica, which inspired the war’s best known work of art by Pablo Picasso, “represented the first near-total destruction of a European city from the air,” with a “powerful impact on a world that had not yet seen the London blitz or the obliteration of Dresden and Hiroshima” (p.177).   One of the reasons that the bombing of Guernica inspired such worldwide outrage was that Franco and the Catholic Church first vigorously denied that it had ever taken place, then claimed that Guernica had been burned to the ground by retreating Republican troops.

            The Nationalist ferocity “knew no bounds” toward female supporters of the Republic. Rapes were standard and, “playing on centuries of racial feeling that was shared across the political spectrum, Nationalist officers deliberately compounded the terror by choosing Moorish troops to do the raping” (p.39). The treatment of prisoners of war on both sides was ruthless. But the Republicans generally spared Nationalist enlisted men, “considered either deluded by propaganda or forced to fight against their will” (p.241), whereas the Nationalists routinely shot captured soldiers at all levels, targeting internationals in particular: 173 of the 287 Americans taken prisoner were killed.

            More than 49,000 civilians were killed in Republican territory during the war, most during the first four months. By contrast, some 150,000 civilians were murdered in Nationalist-controlled Spain, with at least 20,000 more executions after the war. By the end of 1936, the Republican government had largely succeeded in bringing civilian deaths to a halt. But such deaths included many clergy members and attracted the attention of the conservative American press, doing great damage to the Republican chances of gaining assistance from abroad. When a British special envoy encouraged both sides in Spain to suspend summary executions, the Republic readily agreed. Nationalist Spain, “where the number of political prisoners facing the death sentence ran into the thousands, refused to do likewise” (p.339).

            The story of the Spanish Civil War must be told against the backdrop of a Europe in 1936-39 lurching toward continent-wide war. After the September 1938 Munich conference, where Britain and France ceded the German-speaking portion of Czechoslovakia to Nazi Germany, Hitler, Mussolini, and Franco “knew that the path to victory was clear. Previously, Hitler had been in no great hurry for the Spanish war to end, since it distracted Western attention from his ambitions in the east. But with Munich behind him, he sent the Nationalists a massive new wave of arms and supplies” (p.338). For his part, Stalin after Munich “began to lose interest in the war. . . [and] gradually withdrew most of the Russian and Eastern European officers he had lent to the Republic’s military and, for good measure, he continued to order many of them executed” (p.331).

            A few weeks after Munich, the Republican government announced that its was removing all international support, in the forlorn hope that Great Britain and France might insist that Franco do the same with the German and Italian soldiers fighting on the Nationalist side. The departure of the International Brigades, Hochschild writes, “marked the end of an almost unparalleled moment. Never before had so many men, from so many countries, against the will of their own governments, come to a place foreign to all of them to fight for what they believed in” (p.337).

            Britain and France formally recognized Nationalist Spain on February 27, 1939, while combat continued.  By March 31, 1939, the Nationalists occupied all of Spain, and the fighting was over. The outcome, Orwell wrote, was “settled in London, Paris, Rome, Berlin” (p.362) – and he could have added Washington to the list, Hochschild notes. In Orwell’s succinct phrasing, the Nationalists won “because they were stronger; they had modern arms and the others hadn’t” (p.362). Hochschild speculates, as many have before him, that greater assistance from the Western powers might have tipped the balance in the Republicans’ favor.

            Franco’s victory brought not reconciliation but vengeance. If, during the war, Nationalist supporters in a particular town or village had been killed or had their property confiscated, “people from that town were executed in retaliation, whether or not they had had anything to do with the original events. If the regime couldn’t lay its hands on someone, his family paid the price. . . At every level of society, Franco aimed to rid Spain of what he considered alien influences” (p.344).  Franco remained in power 36 years after the cessation of hostilities, up until his death in 1975.

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          Hochschild acknowledges that the Second World War has largely eclipsed the Spanish Civil War in our collective memory today.  But by presenting the three-year assault on democratic institutions in Spain through the lens of participating American and international volunteers, Hochschild captures the flavor of a conflict that, as he aptly puts it, was seen at the time as a “world war in embryo” (p.xv).

Thomas H. Peebles

Prospect, Kentucky

August 18, 2017

 

 

 

 

 

 

 

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